Compliance and Risk Management

Consulting Services

It is not enough for your financial institution to be profitable. It must operate efficiently by adhering to strict regulatory standards.

Regulatory Compliance

The regulatory environment is fluid and unpredictable with increasing demands from regulators and board of directors. We offer strategic planning and execution along with a variety of services to help with all aspects of regulatory compliance.

BSA/AML

Protect your financial institution from money laundering with guidance and expertise from our CAMS certified consultants. More and more, we hear about regulatory enforcement actions for lack of a robust BSA/AML program.

Risk Management

Your financial institution will comply with all industry regulations when you put our advice to work. Additionally, you will also improve the company’s productivity and profits.

Money Service Business Compliance

The regulatory environment is fluid and unpredictable with increasing demands from regulators and Board of Directors. We offer strategic planning and execution along with a variety of services to help with all aspects of regulatory compliance.

IT Compliance

Having an effective, robust and compliant IT environment is a key element to an organization’s success, especially with an increasingly complex and changing regulatory environment and Board of Directors’ expectations.

Fintech Services

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Cannabis

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Your Process

Tell customers what to expect if they decide to work with you.

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Testimonials

Here what our clients are saying

VP - Enterprise Risk Management

 5/5

Anyone looking for a great audit company should consider RADD. Radhika and her team of audit pros are great to work with, super thorough, and cost efficient. I’ve enjoyed working with the team through 4 audits in 2020 and our Supervisory Committee appreciates the report quality. I highly recommend this group. Feel free to reach out for my reference!

Credit Union in Southern California - audit company

Chief Credit Officer

 5/5

“I have had the pleasure of Radhika S. Dholakia assisting with our bank’s CRA program. Radhika has been instrumental in reviewing our current CRA program and recommending changes. The areas that Radhika assisted included the CRA Policy, Self-Assessment, Performance Context, referring the Bank to a company that gives the Bank the ability to run our own Self-Assessment at any time. Radhika was on-site and available by phone or email (even while on vacation in Europe)! I cannot say enough about Radhika and how much she has prepared the Bank this CRA Officer for our CRA Program and upcoming CRA Exam.”

$300M Bank in Orange County California

Compliance Officer

 5/5

“Frank was a pleasure and easy to work with. Frank is knowledgeable and extremely helpful, he assisted our bank with managing the CCPA project and process, making recommendations for the project plan and assignment of tasks. He was professional and prompt in reviewing documents, providing feedback, and keeping us on task by following-up with deadlines. Everyone on our team enjoyed working with him.”

$300M Community Bank in Southern California

Director of Operations

 5/5

“Our bank hired Radhika from RADD LLC to serve as the Interim Compliance and BSA Officer with the sudden departure of the long term compliance officer. It was discovered that Compliance and BSA functions were severely neglected. Over the course of the year with us, she brought our programs current and in compliance with current regulations such as bringing board policies current, updated the BSA Software, and performed extensive reviews of client accounts. As a result, we successfully passed our Safety and Soundness exam and the EIC specifically commented on the work performed by RADD LLC. Radhika and her team are very knowledgeable in all aspects of compliance, I highly recommend RADD LLC for any project, regardless of size.”

$300M Bank in Southern California

Risk Advisory Direction & Delivery

We will help you optimize your returns, mitigate risk, and protect your brand.

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