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Call for a Free Consultation Today: +1 (833) RADD-LLC

  • Home
  • Regulatory Advisory Services
    • BSA and AML
    • IT Compliance
    • Fintech Compliance Services
    • Mortgage Compliance Services
    • Cannabis Banking Services
  • Internal Audit Services
    • Internal Audit
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Risk Management: Mastering and Understanding Essential Strategies for Financial Institutions

Risk Management: Mastering and Understanding Essential Strategies for Financial Institutions

by Radhika Lipton | Oct 6, 2023 | RADD BUZZ

Jump to section Toggle The Landscape of Risks in Financial InstitutionsMarket Risks: Quantitatively MeasuredInstitution Risks: Qualitatively MeasuredConcentration RiskThe Risk Management Process: A Comprehensive DiveModern Risk Management Strategies for Financial...
Internal Audit: The Key to Elevating Your Financial Institution

Internal Audit: The Key to Elevating Your Financial Institution

by Radhika Dholakia-Lipton | Sep 29, 2023 | RADD BUZZ

Jump to section Toggle Understanding the Anatomy of an Internal AuditHow do Financial Institutions Prepare for an Internal Audit? Define the Scope Review Previous Audits Organize Documentations Engage StakeholdersEnsure Clarity in Reporting Lines and Processes Prepare...
1071 Small Business Lending Compliance: What Every Financial Institution Must Know

1071 Small Business Lending Compliance: What Every Financial Institution Must Know

by Radhika Dholakia-Lipton | Sep 21, 2023 | RADD BUZZ

Jump to section Toggle BackgroundSmall Business Lending Rule Benefits1. Efficiency in Uniformity2. A Deeper Dive into Customer Dynamics3. Reinventing Risk ManagementCovered InstitutionsCovered TransactionsCovered Small BusinessesCovered ApplicationsData Collection and...
Beyond the Checklist: Deep Dive into Common Audit Findings in Financial Institutions

Beyond the Checklist: Deep Dive into Common Audit Findings in Financial Institutions

by Radhika Lipton | Sep 14, 2023 | RADD BUZZ

Jump to section Toggle Inadequate ControlsLoan Underwriting and AdministrationAML and KYCCapital Adequacy and Liquidity ManagementFinancial Reporting ErrorsViolation of Consumer Protection LawsVendor ManagementSegregation of DutiesStress Testing ProceduresTraining and...
The Most Common BSA Findings and What Financial Institutions Can Do to Avoid Them

The Most Common BSA Findings and What Financial Institutions Can Do to Avoid Them

by Radhika Lipton | Aug 30, 2023 | RADD BUZZ

Jump to section Toggle Inadequate Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)Proactive Measures for CDD and EDD Compliance:Insufficient or Outdated Risk AssessmentsStrategies for Robust Risk Assessments:Deficiencies in Suspicious Activity Reports...
Unmasking the Many Faces of Risk: A Deep Dive into Community Banking’s Challenges

Unmasking the Many Faces of Risk: A Deep Dive into Community Banking’s Challenges

by Radhika Lipton | Aug 24, 2023 | RADD BUZZ

Jump to section Toggle Decoding Key Risks in Community BankingMastering the Art of Risk Management: A Step-by-Step ApproachPioneering Approaches: Modern Risk Management StrategiesConclusion Imagine a tightrope walker, balancing with grace and precision, high above a...
Why Your Financial Institution Should Consider Hiring a Compliance Consultant

Why Your Financial Institution Should Consider Hiring a Compliance Consultant

by Radhika Lipton | Aug 4, 2023 | RADD BUZZ

In the dynamic and complex world of finance, navigating regulatory compliance can be akin to steering a ship through a storm. Regulations are in constant flux, penalties for non-compliance are becoming more severe, and the demand for transparent and ethical practices...
The Regulatory Maze: A Comprehensive Guide for Fintechs

The Regulatory Maze: A Comprehensive Guide for Fintechs

by Radhika Lipton | Aug 4, 2023 | RADD BUZZ

Jump to section Toggle Why Regulatory Agencies are Increasingly Scrutinizing FintechsMain Areas of Concern for FintechsResolving the Biggest ConcernsConclusionTools and Resources Regulatory Calendar, Forms, Rates and PublicationsFintech Companies ToolkitCannabis...
Demystifying Asset Liability Management An Essential Tool for Financial Institutions

Demystifying Asset Liability Management An Essential Tool for Financial Institutions

by Radhika Lipton | Aug 3, 2023 | RADD BUZZ

Jump to section Toggle What is ALM?Why is ALM Important?What is Interest Rate Risk?Measuring Interest Rate RiskSources of Interest Rate RiskALM ModelingDeveloping an Effective Income SimulationMeasuring Long-Term Interest Rate RiskUnderstanding Market Risk...
Key Challenges for Community Banks in 2023 and Strategies for Navigating Them

Key Challenges for Community Banks in 2023 and Strategies for Navigating Them

by Radhika Lipton | Jul 29, 2023 | RADD BUZZ

Jump to section Toggle Regulatory ComplexityTalent Acquisition and RetentionCybersecurity StrugglesTackling Third-Party Vendor ManagementThe Importance of Credit Risk ManagementConclusion The community banking sector, a critical part of our financial landscape, faces...
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