by Radhika Lipton | Jan 5, 2024 | RADD BUZZ
Jump to section Toggle What is a Regulatory Exam Preparation?How to Pass Your Regulatory Exam?How to Handle Regulatory Exam Inquiries? The banking and financial services industries must comply with several laws and regulations. Due to the increased likelihood of... 
by Radhika Lipton | Jan 5, 2024 | RADD BUZZ
Jump to section Toggle Upholding IntegrityOutlining the Process of Audit RemediationAudit PlanningIdentification and Categorization of IssuesAnalysis of DeficienciesPrioritizing Risk Assessment and Resource AllocationDeveloping a PlanImplementation of Corrective... 
by Radhika Lipton | Jan 1, 2024 | RADD BUZZ
Jump to section Toggle Why Enterprise Risk Assessments Are ImportantKey Components of Enterprise Risk AssessmentsContinuous Monitoring and Review of Risk AssessmentsCommon Challenges and SolutionsEnterprise Risk Assessment Emerging TrendsConclusion Enterprise risk... 
by Radhika Lipton | Dec 18, 2023 | RADD BUZZ
Jump to section Toggle The Compliance LandscapeCompliance Monitoring and Testing – Why It MattersCompliance Monitoring and Testing Best PracticesEffective Compliance Monitoring StrategiesOvercoming Compliance Monitoring and Testing ChallengesConclusion In... 
by Radhika Lipton | Dec 5, 2023 | RADD BUZZ
Jump to section Toggle Why Regulatory Compliance Matters to EveryoneChanging Regulatory LandscapeUsing RADD Assist to Ensure Regulatory Compliance and Gain a Competitive AdvantageImproving Compliance and Elevating Your Institution’s Profile Today’s financial world... 
by Radhika Lipton | Nov 29, 2023 | RADD BUZZ
Jump to section Toggle Background: The CRA’s Journey from 1977 to TodayStrengthening the Core Purpose of the Statute: A Renewed Commitment to Community ReinvestmentAdapting to the Digital Evolution: Recognizing the Expanded Role of Online and Mobile BankingEnsuring... 
by Radhika Dholakia-Lipton | Nov 24, 2023 | RADD BUZZ
Jump to section Toggle Vendor Compliance Risk AssessmentsIT and Cybersecurity Compliance Risk AssessmentsAutomated Clearing House (ACH) Compliance Risk AssessmentsIdentity Theft and Red Flags Compliance Risk Assessments Businesses today face more threats and more... 
by Radhika Lipton | Oct 6, 2023 | RADD BUZZ
Jump to section Toggle The Landscape of Risks in Financial InstitutionsMarket Risks: Quantitatively MeasuredInstitution Risks: Qualitatively MeasuredConcentration RiskThe Risk Management Process: A Comprehensive DiveModern Risk Management Strategies for Financial... 
by Radhika Dholakia-Lipton | Sep 29, 2023 | RADD BUZZ
Jump to section Toggle Understanding the Anatomy of an Internal AuditHow do Financial Institutions Prepare for an Internal Audit? Define the Scope Review Previous Audits Organize Documentations Engage StakeholdersEnsure Clarity in Reporting Lines and Processes Prepare... 
by Radhika Dholakia-Lipton | Sep 21, 2023 | RADD BUZZ
Jump to section Toggle BackgroundSmall Business Lending Rule Benefits1. Efficiency in Uniformity2. A Deeper Dive into Customer Dynamics3. Reinventing Risk ManagementCovered InstitutionsCovered TransactionsCovered Small BusinessesCovered ApplicationsData Collection and...