by Radhika Lipton | Nov 23, 2022 | RADD BUZZ
Compliance culture is an organization’s set of policies, practices, and behaviors that allows it to ‘play safe’ in its operation. Compliance culture in the financial service industry is how an organization implements and executes its compliance...
by Radhika Lipton | Oct 17, 2022 | RADD BUZZ
Internal audit departments have been a core component of financial institutions for decades. However, with the rise of regulatory scrutiny and the complex risk landscape of financial institutions, having an in-house team is not always feasible. In today’s...
by Radhika Lipton | Apr 5, 2022 | RADD BUZZ
To have an effective compliance strategy, financial institutions need to use internal audits and risk assessments as such we tend to discuss the risk assessments and internal audit usage in compliance strategy. The most effective internal audit teams want to go...