RISK
MANAGEMENT
AND OTHER SERVICES
Compliance Risk Has Its Benefits
Your financial institution will be in management with Compliance Risk across all industry regulations when you put our advice to work. Additionally, you will also improve your company’s productivity and profits. At RADD LLC.
We provide strategic planning and Compliance Risk management services to a broad array of financial markets participants including market operators, regulators, public policy officials, vendors and third party service providers.
As part of these offering’s we will work with your Compliance Risk management team to determine what sort of services you require to meet your strategic and regulatory objectives.
Our principal services cover strategic planning, regulatory compliance and risk management for financial markets participants. These are provided on a consulting basis by experienced professionals who understand the markets and how to apply best practice methodologies to your business needs.
We provide strategic planning, risk management and regulatory consulting services to a broad spectrum of financial markets participants including market operators, regulators, public policy officials, vendors and third party service providers. RADD works closely with our clients to help them successfully navigate regulatory proposals, identify and manage risks, or build on the strengths of existing business models.
Wide Risk Assessments
SOC 1 and SOC 2 compliance/follow-up
DeNovo Compliance: build out of Compliance infrastructure and Implementation of High Risk Banking Programs
RISK ADVISORY, DIRECTION & DELIVERY
“We will help you optimize your returns, mitigate risk and protect your brand”