FINTECH SERVICES
All-in-one FinTech Related Compliance Partner
Helping You Navigate the Complex World of FinTech Compliance
COMPLIANCE FOR FINTECHS
Our Most Popular FinTech Compliance Service Package
Discovery and Assessment of Operations and Compliance Program Build-out
Phase 1: Discovery and Assessment of Application Based on Sponsor Bank Requirements and US Regulations. Review current operational compliance program and the application platform.
Phase 2: Operational Compliance Program Build-out Based on Sponsor Bank Requirements. Utilize Phase 1 gap analysis report and remediation road map to develop and implement the identified policies, procedures and other required documentation.
Phase 3: Ongoing Compliance Support. Provide compliance consulting services as needed to maintain compliance program.
Services are customizable.
COMPLIANCE FOR SPONSOR BANKS
Our most popular Sponsor Bank Compliance Service Packages
Development of FinTech Due Diligence Package
Phase 1: Discovery and Assessment of Due Diligence Package. Review the Due Diligence Package against the last examination report, applicable US Regulations, relevant risk assessments etc.
Phase 2: Due Diligence Package Build-out. Utilize Phase 1 gap analysis report and remediation road map to update the Due Diligence Package.
Phase 3: Ongoing Compliance Support. Provide compliance consulting services as needed to maintain the compliance program, which may include serving as the second line of compliance defense.
Services are customizable.
CONSUMER COMPLIANCE REGULATORY EXAMINATION ASSESSMENT PREPARATION AND FACILITATION PACKAGE
Phase 1: Discovery and Assessment of Examination Requirements.
Review the examination requirements in comparison to the Bank’s Consumer Compliance Program.
Phase 2: Examination Preparation and Facilitation. Assist Bank in preparing existing examination documentation and in
facilitating the examination, including the CRA Review and assistance in obtaining documents from FinTechs.
Phase 3: Ongoing Compliance Support. Provide compliance consulting services as needed to maintain the compliance program, which may include serving as the second line of compliance defense and providing compliance guidance in future Bank products.
Internal Audit Services are available.
Services are customizable.
COMPLIANCE FOR SOFTWARE AS A SERVICE
Our most popular Saas Compliance Package
Phase 1: Discovery and Assessment of System. Review the current functional requirements and detail design specification documentation and, if necessary, provide a gap report potential listing shortcomings of the design along with a suggested recommendation.
Phase 2: System Validation and Verification. Once remediation of functional requirements and design specification documentation has been completed, application development activities will be performed. RADD will perform testing of the application to identify potential shortcomings and more.
Phase 3: Ongoing Compliance Support. Provide compliance consulting services as needed to maintain compliance of
the solution with applicable US Regulations.
Services are customizable.
RISK ADVISORY, DIRECTION & DELIVERY
“We will help you optimize your returns, mitigate risk and protect your brand”