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FINTECH SERVICES

Helping You Navigate the Complex World of Fintech Compliance

If you’re running a Fintech company, compliance is one of the most important things to get right.

It’s also one of the most difficult—especially if you’re just getting started and don’t know where to begin.

That’s where we come in! RADD LLC is the best Fintech Compliance firm around. We’re a team of professionals with over 250 years of combined experience in fintech regulatory compliance. We know how to ensure your company complies with all the rules and regulations.

With our help, you’ll get peace of mind! You’ll also save time by outsourcing this work to us—which means more time for you to focus on growing your business!

Check out our comprehensive fintech compliance checklist and processes below to understand how our fintech compliance services can help serve your organization.

COMPLIANCE FOR FINTECHS

Our Most Popular Fintech Compliance Service Package

Discovery and Assessment of Operations and Compliance Program Build-out

Phase 1: Discovery and Assessment of Application Based on Sponsor Bank Requirements and US Regulations. Review current operational compliance program and the application platform.

Phase 2: Operational Compliance Program Build-out Based on Sponsor Bank Requirements. Utilize Phase 1 gap analysis report and remediation road map to develop and implement the identified policies, procedures and other required documentation.

Phase 3: Ongoing Compliance Support. Provide compliance consulting services as needed to maintain compliance program.

Services are customizable.

CONSUMER COMPLIANCE REGULATORY EXAMINATION ASSESSMENT PREPARATION AND FACILITATION PACKAGE

Phase 1: Discovery and Assessment of Examination Requirements.
Review the examination requirements in comparison to the Bank’s Consumer Compliance Program.

Phase 2: Examination Preparation and Facilitation. Assist Bank in preparing existing examination documentation and in
facilitating the examination, including the CRA Review and assistance in obtaining documents from Fintechs.

Phase 3: Ongoing Compliance Support. Provide compliance consulting services as needed to maintain the compliance program, which may include serving as the second line of compliance defense and providing compliance guidance in future Bank products.

Internal Audit Services are available.
Services are customizable.

COMPLIANCE FOR SPONSOR BANKS

Our most popular Sponsor Bank Compliance Service Packages
Development of Fintech Due Diligence Package

Phase 1: Discovery and Assessment of Due Diligence Package. Review the Due Diligence Package against the last examination report, applicable US Regulations, relevant risk assessments etc.

Phase 2: Due Diligence Package Build-out. Utilize Phase 1 gap analysis report and remediation road map to update the Due Diligence Package.