Call for a Free Consultation Today +1 (833) RADD-LLC
Call for a Free Consultation Today +1 (833) RADD-LLC
INTERNAL AUDIT
How Compliant Is Your Financial Institution?
Having a sound compliance program reduces the depth of regulatory scrutiny, fines, inadequate audits, financial losses, insufficient due diligence, and related issues. Our consultants use their years of experience and knowledge to customize services to meet your goals.
Having a sound compliance program reduces the depth of regulatory scrutiny, fines, inadequate audits, financial losses, insufficient due diligence, and related issues. Our consultants use their years of experience and knowledge to customize services to meet your goals.
How Compliant Is Your Financial Institution?
Regulatory Compliance Services
BSA/AML Compliance
Risk Management
Virtual/Fractional Services
IT Compliance
Internal Audit
BSA/AML Compliance
Risk Management
Virtual/Fractional Services
IT Compliance
Internal Audit
How can RADD Help?
Our top priority is to help clients envision what is possible and translate those goals into actions that optimize returns and also mitigate risk. Our team of experts provides advice, guidance, and value-add recommendations about how your financial institution can operate more successfully while maintaining compliance. Learn from knowledgeable consultants experienced in creating plans and programs designed to help you operate within compliance guidelines.
We Set You Up for SUCCESS
- Regardless of the size and scope of your next project, RADD LLC has a proven track record. From serving as your virtual, on-site, interim, or project-based Compliance Officer, to an ongoing series of audits/monitoring, our team of industry veterans works globally to help you meet your objectives. Tell us about your goals, and we’ll prepare a customized proposal outlining our recommendations.
We Set You Up for Success
- Regardless of the size and scope of your next project, RADD LLC has a proven track record. From serving as your virtual, on-site, interim, or project-based Compliance Officer, to an ongoing series of audits/monitoring, our team of industry veterans works globally to help you meet your objectives. Tell us about your goals, and we’ll prepare a customized proposal outlining our recommendations.
We DELIVER
- Change is constant, and the ability to deliver flawlessly on each engagement is foundational for us. We take great pride in the ability to help reduce internal stress and provide these services:
- BSA Model and MRB Model Validation
- Business Continuity Planning and Business Impact Analysis
- Compliance Risk Assessments
- SOX Program and Testing
- Development of Policies and Procedures
- Enterprise Risk Management Program
- Fair Lending Act Monitoring
- Cannabis Model Validation
- Fintech Implementation & Compliance
- HMDA, CRA, Fair Lending Scrubs
- GLBA Compliance Assessments and Testing
- MRB/CRB & MSB Program implementation
- Perform Compliance Monitoring and Testing
- Product and Process Specific Risk Assessments
- Regulatory Compliance Guidance
- Remediate Audit and Exam Exceptions
- Vendor Management Programs
- DeNovo & Conversions
Internal Audit Programs
Our team of experts will tackle your internal audit, review your financial statement, and deliver an audit report with a depth of knowledge and an unbiased approach. You can focus on what matters—executing your audits quickly and minimizing overhead! Our team of professional auditors brings proven industry experience to each engagement. We have developed a robust and integrated auditing solution that not only ensures compliance but also identifies opportunities for internal process improvement. Enjoy top-tier expertise without the expense, effort, and maintenance of building and maintaining an internally staffed department.
Accounting/Finance Services
Accounting/Finance Services
ACH Annual Certification and Self-Assessment
ALLL/CECL
Branch Site Reviews
BSA Model Validation
BSA/AML/OFAC Program Review
Business Continuity (BCP) Testing
Cannabis Banking Model Validation
Central Operations, Internal Controls
Community Reinvestment Act (CRA)
Compliance Management Program
Deposit Compliance
Electronic Banking/Treasury Management
Enforcement Action Remediation
GLBA/CCPA Compliance Testing
Human Resources
Information Technology and Security
IRR/Liquidity/Investments - Back Testing
Lending Compliance
Loan File Review
Mortgage Quality Control (MERS)
MRB/CRB Model Validation
Note/Loan Operations
Remote Deposit Capture/Mobile Capture
Social Engineering
SOX Testing
Vendor Management
Wire Transfers/Funds Transfers
Vulnerability Assessments and Penetration Testing
Website/ADA Compliance
Customized programs are also available such as targeted file reviews, Regulation E, HMDA, CRA, FinTech solutions, software evaluation…
Long Beach, CA
833-RADD-LLC
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