Sarbanes-Oxley (SOX) Compliance
Our team of experienced experts can step in to alleviate the burden and minimize the overhead costs associated SOX compliance for your publicly held financial institution.
A well-designed SOX compliance program ensures the regulatory mandate to provide an annual attestation of the adequacy of design and operational effectiveness of your internal control over financial reporting. Equally important, it provides management with peace of mind that operating policies are being followed and is a sound part of good corporate governance.
For many financial institutions conducting Sarbanes-Oxley related activities in-house may be overwhelming and impractical. For example, developing a compliance plan, assessing related risks, devising controls, and maintaining documentation or other necessary activities requires specialized expertise and is time consuming.
By outsourcing your SOX compliance program management to RADD, you benefit from having a team of highly credentialed subject matter experts who have served as senior compliance leaders and former examiners on your side.