INTERNAL
AUDIT

Our team of professional internal auditors has been handpicked for their industry experience and proven reputation working as trusted outsourced internal auditors for financial institutions like yours.

We take pride in knowing that some of the top businesses nationwide have chosen to outsource their internal auditing services to us. We provide detailed audits to clients in real time using an analytics platform that serves as a true business intelligence solution for financial institutions like yours. This streamlined approach gives your company an edge over the competition, allowing you to make sound financial decisions effectively, helping you achieve maximum profitability.

As the risk landscape continues to become more complex, regulatory scrutiny rises and external auditors place more strenuous demands on their auditing counterparts, internal auditing teams are stretched more than ever. At the same time, cost-cutting pressures – including staff reductions – have exasperated the challenge.

Plus, we are committed to technology to streamline processes and reduce costs. That’s why we are committed to excellence with comprehensive document request lists (DRL), open and ongoing communication, detailed workpapers and comprehensive audit reports. Our process as internal auditors for financial institutions not only ensures compliance but also identifies opportunities for internal process improvement.

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Accounting-Finance

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ACH Annual Certification and Self-
Assessment

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ALLL/CECL

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Branch Site Reviews

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BSA Model Validation

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BSA/AML/OFAC Program Review

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Business Continuity (BCP)Testing

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BCP Table-Top Testing

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Central Operations, Internal Controls

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Community Reinvestment Act (CRA)

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Compliance Management Program
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Deposit Compliance

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Electronic Banking/Treasury 

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Management

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Enforcement Action Remediation

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GLBA/CCPA Compliance Testing

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Human Resources

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Information Security

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IRR/Liquidity/Investments – Back

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Testing

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Lending Compliance

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Mortgage Quality Control (MERS)

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Note/Loan Operations

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Remote Deposit Capture/Mobile

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Capture

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SBA Portfolio Review (7A)

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Social Engineering

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SOX Testing

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Trade Finance & Foreign Exchange

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Wire Transfer

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Vulnerability Assessments and
Penetration Testing

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Website/ADA Compliance

RISK ADVISORY, DIRECTION & DELIVERY

“We will help you optimize your returns, mitigate risk and protect your brand”