Katey Proefke has over 30 years of financial institution compliance experience. She has worked for mortgage lenders/brokers, banks, and credit unions. She has held the title of Chief Compliance Officer, Director, and Assistant Vice President at these institutions. Most recently, she was the Chief Compliance Officer for a $3.5 billion credit union, where she created the compliance department from the ground up.
The compliance department owned the following areas: creating and maintaining the functions: vendor management program, regulatory change process, compliance monitoring, BSA program, and a comment letter process. Katey has the following certifications: • NAFCU Certified Compliance Officer – NCCO • NAFCU Certified Risk Manager – NCRM • CUNA Compliance Expert – CUCE • CUNA Bank Secrecy Act Compliance Specialist – BSACS Since joining RADD, Katey has built several vendor management programs for RADD clients. And she has stayed on as vendor management fractional support or trained a client staff member to maintain the programs.